|
Is the
Disabilities of the Arm, Shoulder, Hand Questionnaire (DASH) an accurate
measure of Outcomes post rotator cuff repair?
Timothy J.Chaffman
Gary D. Harner
Holly Jo Harvey
Jeffrey D. Litishin
Monica L.Miller
Timothy W.Miller
John W. O’Halloran
Laura M. Rothermel
April 24, 2009
ABSTRACT
Purpose: The
purpose of this systematic review was to determine if the disabilities
of the Arm, Shoulder, and Hand Questionnaire (DASH) is an accurate
measure of outcomes post rotator cuff repair.
Methods: A systematic review was performed to examine whether the
disabilities of the Arm, Shoulder and Hand (DASH) outcome measure tool
is effective in measuring post-operative rotator cuff repair outcomes.
Nineteen studies were found in our search. Based on our inclusion
criteria, ten were included in our review. In order to rate these
articles, we elected to use the Physiotherapy Evidence Database (PEDro)
scale.
Results: The majority of the studies we reviewed were of high
quality and scored 5 or higher on the PEDro scale. The articles included
in our review did not report psychometrics, such as reliability and
validity, for the DASH outcome measure. The psychometrics for the DASH
were completed in previous studies.
Discussion: Based on the reported studies, we deducted that the
DASH is a valid tool and it can detect small and large changes of
disability over time after surgery.
Conclusion: There is evidence that supports the DASH
questionnaire as a valid and accurate instrument in assessing outcomes
post rotator cuff repair.
OBJECTIVE
The Purpose of this systematic review was to
determine if the Disabilities of the Arm, Shoulder and Hand
Questionnaire (DASH) is an accurate measure of outcomes post rotator
cuff repair.
INTRODUCTION
What’s New?
In recent years, the measurement of clinical
outcomes has become an increasingly important part of the practice of
physical therapy. Patient-centered outcome assessments have been
stressed, shifting the manner in which effectiveness of care is judged.
Instead of purely clinician based opinion, patient based views are
valued. The use of clinical outcomes to manage clinical care has been
emphasized 6 It is important for physical therapists to
record clinical outcomes that result from the treatment methods and
interventions in order to evaluate their effectiveness and quality of
care.
The focus of clinical outcomes assessment is
currently based on exploring what the patient experiences and values
after medical interventions and treatments. Outcomes research links the
care people receive to clinical outcomes that are important for
analyzing and improving the quality of patient care.18 Using
patient self-reported scales to measure functional limitations and
disability enables health professionals to assess the effect of health
care services on the patient’s health-related quality of life. These
measures related to function may include mental function, physical
function, and limitations in social role or function, all of which may
impact the overall health status of the patient.27
Physical therapists treat patients with a wide
variety of conditions affecting different parts of the body. Many
outcome measurements exists that reference different body parts and
measure the end result of treatment and its impact on a patient.
Shoulder injuries involving the rotator cuff are a common pathological
condition for which patients seek treatment by physical therapists and
physicians. Often, surgical repair is necessary. Determining the
outcome of the orthopedic surgical procedures, such as rotator cuff
repair, is essential to define the impact of the condition and to
determine optimal treatment. The outcome assessment performed should
use the relevant and appropriate tools and methodology.26 One outcome measure that is commonly used by providers to assess the
results of rotator cuff repair is the Disability of the Arm, Shoulder
and Hand (DASH) upper extremity outcome measure.
History
The Disability of the Arm, Shoulder and Hand (DASH)
upper extremity outcome measure was developed by the American Academy of
Orthopedic Surgeons and Institute for Work & Health (IWH). It was
designed to assess the functional status and symptoms of clients with
upper extremity conditions.13 The DASH contains 30 items,
most of which describe the amount of difficulty the patient faces while
performing various physical tasks due to arm, shoulder or hand problems
(21 items). It also documents the severity of each of the symptoms of
pain, activity-related pain, tingling, stiffness and weakness (five
items). In addition, the DASH describes issues that affect social
activities, work, sleep and psychological impact (four items). The DASH
also contains two four-item optional components that are scored
separately from the 30-item DASH. These components involve the patient’s
ability to perform sports and/or to play a musical instrument
(sport/music scale) or the ability to work (work scale). These optional
components are meant for athletes, musicians or workers whose
occupations demand increased levels of physical performance. Each item
of the DASH has five response choices that range from 1 ‘without
difficulty or no symptom’ to 5 ‘unable to engage in activity or very
severe symptom’. At least 27 of the 30 items must be completed for a
score to be obtained. The assigned values for all the completed
responses are summed and averaged, and then this value is transformed to
100 by subtracting 1 and multiplying by 25, in order to compare to other
measures that us 0 to 100 scales. The same method is used with the
optional component, provided that all the questions are answered.3
The DASH upper extremity questionnaire has been
shown to be an exemplary outcome measure, which can be utilized in the
clinical environment. It is standardized, easy to administer, applies
to a range of conditions, involves the patient in the evaluation
process, focuses on the functional status of the patients and reports
the patient status at the time of assessment. The DASH can also be used
to monitor patient status over time and measure the therapeutic
effectiveness of a particular method of intervention. Because of this,
the DASH plays an important role in confirming evidence-based practice.
It is a tool that can be used to monitor the patient’s outcome across a
continuum of care, enable evidence of the therapeutic outcome of
services, supports the credibility of health professions and also
enhances the quality of care. The DASH has become very popular and has
been translated to many different languages.2
Background
Rotator cuff disorders are widespread and it is
possible that there will be a dramatic increase in the individuals with
rotator cuff pathologies in the future. 26 Full thickness
rotator cuff tears are one of the most common reasons for shoulder
surgery. The clinical outcomes of rotator cuff repair have been
promising, but there is still debate on the exact indications, surgical
techniques, and repair outcomes.21 As different repair
techniques emerge, it is important to determine outcomes in order to
achieve the most beneficial results for patients with a rotator cuff
tear. Therefore, it is essential to evaluate outcome tools that may
help to improve the evaluation of interventions that are employed in the
treatment of rotator cuff disorders. With this information, the optimal
treatment may be determined.
The rationale of this study was to conduct a
systemic review of literature to determine if the DASH is an effective
tool for measuring the outcome of surgical repair of the rotator cuff.
The goal is to discuss issues pertaining to the usefulness of the DASH
in measuring functional outcomes of surgical rotator cuff repair: Is
the Disabilities of the Arm, Shoulder and Hand (DASH) Questionnaire an
accurate measure of post rotator cuff repair outcomes?
METHODS
A systematic review was performed to examine
whether the disabilities of the Arm, Shoulder and Hand (DASH) outcome
measure tool is effective in measuring post-operative rotator cuff
repair outcomes.
Literature Review
In February 2009 a search of the following
databases was performed: Medline: (1996-2009), CINAHL: (1996-2009),
Pubmed (1996-2009). Combinations of the following search terms were
used for all databases: DASH, shoulder, surgery, rotator cuff repair,
rotator cuff tear, measurements, outcomes, physiotherapy, and physical
therapy. The publication details of the randomized controlled trials (RCT’s)
involving rotator cuff repair DASH outcomes were obtained. References
listed in these papers were also examined for additional studies as
needed.
Use of the key words in the database searches
yielded nineteen articles published between 1996 and February 2009. Our
selection criteria were articles written in English, RCT’s and rotator
cuff post-operative outcomes evaluated. Exclusion criteria were those
studies that involved outcome measures that did not include the DASH.
Also excluded were non RCT studies. Eight articles were immediately
excluded because they did not meet our inclusion criteria. One article
that was included was retained secondary due to its linking the DASH
outcome measure to the International Classification of Functioning,
Disability, and Health (ICF) framework. The remaining ten articles
underwent a quality scoring by the authors (JL, MM, TM, TC, LR, and
HK). PEDro scales were used to score the researched articles.
Article Review
As stated previously, the Physiotherapy Evidence
Database scale (PEDro) was chosen to measure the methodological quality
of ten articles with the common topic being functional assessment scales
of the post-operative shoulder. To ensure inter-rater reliability, two
or more raters graded each of the ten articles. Each article was read
independently and then rated and given a score based on the criteria of
the PEDro scale. If at all possible, the same raters were used to read
and score each article. If conflicting scores were recorded for a given
criterion point, the score most often recorded was used as a tiebreaker.
RESULTS
PEDro Scale
Nineteen studies were found in our search. Based
on our inclusion criteria, ten were included in our review. In order to
rate these articles, we elected to use the Physiotherapy Evidence
Database (PEDro) scale. The majority of the studies we reviewed were of
high quality and score 5 or higher on the PEDro scale.28
PEDro
Scale
|
1. Eligibility criteria were specified. |
No/Yes |
|
2. Subjects were randomly allocated to groups (in a
crossover study, subjects were randomly allocated an order
in which treatments were received). |
No/Yes |
|
3. Allocation was concealed. |
No/Yes |
|
4. The Groups were similar at baseline regarding the
most important prognostic indicators. |
No/Yes |
|
5. There was blinding of all subjects. |
No/Yes |
|
6. There was blinding of all therapists who
administered the therapy. |
No/Yes |
|
7. There was blinding of assessors who measured at
least one key outcome. |
No/Yes |
|
8. Measures of at least one key outcome were obtained
from more than 85% of the
subjects initially allocated to
groups. |
No/Yes |
|
9. All subjects for whom outcome measures were
available received the treatment or
control condition as allocated
or, were this was not the case, data for at least one key
outcome was analyzed by “intention to treat”. |
No/Yes |
|
10. The results of between-group statistical
comparisons are reported for at least one key
outcome. |
No/Yes |
|
11. The study provides both point measures and
measures of variability for at least one key outcome. |
No/Yes |
|
Study |
PEDro Criterion Score |
|
1 |
2 |
3 |
4 |
5 |
6 |
7 |
8 |
9 |
10 |
11 |
Total |
Level |
|
MacDermid JC (2) |
Y |
N |
N |
Y |
N |
N |
N |
Y |
Y |
Y |
Y |
5 |
lb |
|
Milano G (3) |
Y |
Y |
Y |
Y |
N |
N |
N |
Y |
Y |
Y |
Y |
7 |
lb |
|
Allom R (4) |
Y |
N |
N |
Y |
N |
N |
N |
Y |
Y |
Y |
Y |
5 |
lb |
|
Namdari S (5) |
Y |
N |
N |
Y |
N |
N |
N |
Y |
Y |
Y |
Y |
5 |
4 |
|
Skutek M (10) |
N |
N |
N |
Y |
N |
N |
N |
Y |
Y |
Y |
Y |
5 |
lb |
|
Kennedy CA(11) |
Y |
N |
N |
Y |
N |
N |
N |
Y |
Y |
Y |
Y |
5 |
2b |
|
Henn RF (13) |
Y |
N |
N |
Y |
N |
N |
N |
Y |
Y |
Y |
Y |
5 |
1b |
|
Tashjian A (14) |
Y |
N |
N |
Y |
N |
N |
N |
Y |
Y |
Y |
Y |
4 |
1b |
|
Beaton DE (16) |
Y |
N |
N |
Y |
N |
N |
N |
Y |
N |
Y |
Y |
4 |
1b |
|
Getahun TY (19) |
Y |
N |
N |
Y |
N |
Y |
N |
Y |
N |
Y |
Y |
6 |
1b |
|
Author |
Study Design/Level of Evidence |
Age and Gender |
Primary Diagnosis |
Sample Size |
Inclusion/Exclusion |
Results |
|
Allom |
Prospective Cohort Study PEDro: 5/10 |
205 Women 167 men Age: Mean 56
|
Rotator cuff Repairs: 248 with Subacromial decompression w/o
rotator cuff Repair and all repairs of the rotator cuff in 124
patients
|
372
subjects |
Inclusions:
Patients with subacromial Decompression w/o
Rotator cuff
Repair, arthroscopic
Repairs and
Open rotator cuff repairs
Exclusion:
Not stated |
Preoperative:
DASH=40.73
To 47.27
P<0.27
Follow up (6 mo.)
53.6 to 68.2
P<0.01.
When the mean DASH
was compared with the mean
Constant score,
No statistical significance
was found
(p>0.05).
however
when DASH
was compared
With Constant and Oxford,
Statistical significance at 6 month follow up
Was found with p<0.01
(n=30). |
|
Beaton |
Prospective
Cohort
Study
PEDro:
4/10 |
86
Males
113
Females
Age:
Mean
53.6 |
Shoulder,
Hand or
Wrist pain |
Initially
199,
Only 172
Completed the study |
Inclusions:
Patients with proximal or
Distal
Disorders of
The upper
extremity
Exclusion: Patients with
Tendon
Lacerations or
fractures |
The DASH
was found to
correlate with
other measures
(r>0.69). The
DASH
discriminates
well between
patients who were working
and those
were not (p<0.0001).
Test-retest
reliability(ICC=0.96)exceeded
guidelines.
The DASH
was
comparable
with or better
than that of the
joint specific
measures. |
|
Getahun |
Retrospective
PEDro:
6/10 |
42 Men,
Mean
Age
58.7.
20
Women
Mean
Age
61.6. |
Patients had
Undergone a rotator cuff
repair |
62
Subjects(75 shoulders) |
Inclusion:
Patients who
had undergonea rotator cuff
repair and were at least 2
years post-repair, averagewas 4 years
Exclusion:
Patients who had tendon transfer repairs, shoulder
stabilizations or AC reconstruction unrelated to the rotator
cuff
|
Upper
extremity
questionnaires
were highly
correlated(0.88<r<0.91)Criterion Validity: excluding IR, the DASH had the 2nd highest correlation (0.33<r<0.52).
Construct validity: ANOVA
Analysis
Demonstrated the abilityt the DASH to discriminate among levels
Of severity of ROM
Impairement(p=0.0047). |
|
Henn |
Prospective
PEDro:
5/10 |
72
Males
53
Females
Age:
55.15 |
Patients who
underwent a unilateral
Primary
Rotator cuff
repair |
125
subjects |
Inclusion:
Primary repair
of the
unilateral
symptomatic
chronic full
thickness
rotator cuff tear that had failed to respond to non-operative
treatment
Exclusion: Patients if
they had an incomplete
repair of a massive tear,
or had
glenohumeral
arthritis.
|
Group1:
Workers’
Compensation
Group 2: Non-Workers’ Comp.
Preoperative:
G1 DASH= 56.0(18.9)
G2DASH=59.8(17.3)
p<0.28
postoperative (one year follow-up):
G1DASH=72.9(22.7)
G2DASH=85.7(17.2
P<0.0007.
Group1 (WC)scored lower on all preoperative and 1 year follow-up when
taking DASH, STT, SF-36, and 3
visual analog scales. The DASH testing showed significance in
scores postoperative
at p<0.0007. |
|
Kennedy |
Phase IIexploratory study
PEDro:
5/10 |
161
Males
194
Females
Age:
Mean
49.9 |
Soft tissue
shoulder
complaints |
361
subjects |
Inclusion:
Soft tissue
shoulder
complaints
Exclusion:
Pts
with fractures
or dislocations
associated with soft
tissue pain,
received PT for only 1 visit or unable to read or write English |
Predictors of higher disability at D/C were: higher initial
disability, PT predictions of restrictions at D/C,
workers’ comp claim, older age and being female.
Predictors of greater improvement:
surgery, higher pain intensity,
shorter duration of symptoms, younger age and poorer general
physical health.
Baseline:
DASH=40.1(19.6)
P<0.0001
Discharge (12 wks)
DASH 17.9 (16.9)Mean DASH
change:
22.2/100 |
|
MacDermid |
Prospective
Cohort
Study |
97 Males
52
Females
Age:56
mean |
Rotator cuff tear |
149 patients |
Inclusion:
Patients who were scheduled to have a rotator
cuff repair and were to complete baseline questionnaires
Exclusion: Patients who
were unable to complete the self report
scales either because of a language barrier or incompetence. |
The 4 self reporting questionnaires can
discriminate between different responses to rotator cuff repair.
The SRM (standardized response means) was found to be WORC=2.02
SST=1.79
DASH=1.63
SF-36= 1.0 for the questionnaires.
Substantial and statistical changes occurred on all 3 scales in
the group classified as positive responders.
P<0.01
Preoperative:
DASH=50.6(1 8.6)
Postoperatively
(6 months):DASH=26.3(1
9.0) |
|
Milano |
Prospective Randomized Control trial
PEDro:7/10 |
39 Male
32 Female
Age: Mean
59.7+-9.7 |
Full thickness rotator cuff tears |
80 Patients
40 in group 1
and 40 in group 2 |
Inclusion: Patients with a repairable full
thickness rotator cuff tear and a type 2 or 3 acromion.
Exclusion:
Partial or irrepairable full thickness rotator cuff tear,
labral pathology amenable for surgical repair, type I acromion,
OA of glenohumeral joint, arthritis
of the AC joint, rotator cuff arthropathy,
previous surgery in same shoulder and Workers comp: |
DASH score for group 1 (with decompression) was 18.2 and 23.1
for patients without decompression. It did not reveal a
significant difference between the 2 groups, P=0.604. |
|
Namdari |
Retrospective study
PEDro:5/10 |
24
Males
6 Females
Age:
Mean
57+-14 |
Antero-superior
rotator cuff tear with an open repair |
30 subjects |
Inclusion: Traumatic
rotator cuff tear that involved the anterior/superior aspects
less than 12 months duration of symptoms and treatment with an
open repair
Exclusion: Partial thickness tears, full thickness tears that involved<50%
of the insertion, a prior or failed rotator cuff repair, a
symptom > 12 months on a traumatic mechanism of injury, or
symptoms in the contralateral shoulder |
Preoperative:
DASH=41.7
P<0.001
Posteroperative (Mean 56 months): DASH=12.2.
|
|
Skutek |
Prospective
PEDro:5/10 |
16 men and 7 Women Age: Mean55.3+ 10.5 |
Supraspinatus and infraspinatus
tears |
23 subjects |
No previous surgery on the affected upper extremity |
Preoperative DASH=49.58.
Postoperative: DASH=21.62.
There was a significant correlation between the Constant-Murley
Shoulder score and the DASH
r=-0.758
P<0.01. |
|
Tashjian |
Prospective and Retrospective
PEDro:4/10 |
65 Shoulders
men 53
Shoulders
women
Age:
Mean 59 |
Subjects who underwent rotator cuff repair |
112 subjects (118 shoulders)
|
Inclusion: Patients who did not improve with nonoperative treatment with a physical therapy program, or a
corticosteroid injection
Exclusion: Patients with glenohumeral arthritis, adhesive capsulitis and
h/o a workers’ compensation claim.
|
Preoperative DASH=41.79
Postoperatively ( Mean 54 months): DASH=15.42,
P<0.01.
There was statistically significant correlations between
postoperative patient satisfaction and the absolute scores of
the DASH, p<0.104.
Correlations between the retrospective function and prospective
DASH were lower than the correlations between the retrospective
outcome and postoperative satisfaction. |
The articles included in our review did not report psychometrics, such
as reliability and validity, for the DASH outcome measure. The
psychometrics for the DASH were completed in previous studies.
|
Author |
Sample Size |
Cronbach
α
Coefficient |
SRM |
Change DASH |
Test-retest reliability |
Significance |
|
Gummesson |
N= 109 |
>0.9 |
1.2 |
15 (SD 13) |
|
|
|
Kitis |
N= 240 |
0.91 |
|
|
ICC 0.92 |
P <0.05 |
|
Raven |
N= 120 |
0.97 |
|
|
ICC 0.97 |
|
DISCUSSION
It was the goal of this systematic review to present a summary of
available research by assessing the quality of the investigations as
they pertained to our predetermined criteria and scoring methods. In the
age of evidence based clinical practice, it is our professional
responsibility to provide our clients with the best available
therapeutic interventions and outcome measurements.
The DASH questionnaire consists of thirty items and is a regional
outcome measure suitable for patients with musculoskeletal conditions of
the upper limb. Six domains are assessed: daily activities, symptoms,
social function, work function, sleep and confidence. The scores of
each section are used to calculate a total ranging from 0 (no
disability) to 100 (severe disability).7 The DASH
questionnaire is very useful in clinical practice. It is
self-administered allowing for the inclusion of a personal factor in the
DASH content reinforcing the extent in measuring disability and health.
Another key point is that it only takes about 10 minutes to complete and
is practical to use.8
We performed a systematic review of the literature to determine if the
DASH is an accurate measure of outcomes post rotator cuff repair. Based
on the reported studies, we deducted that the DASH is a valid tool and
it can detect small and large changes of disability over time after
surgery.11
Limitations
The International Classification of Functioning, Disability and Health (ICF)
is a classification framework of health and health related domains.
These domains include body function and structure, activities (what a
person with a health condition can do taking into consideration
environmental factors), and participation (what a person with a health
condition can actually perform). This framework identifies outcome
measures relevant to our clients. The domain of activities as it
pertains to social and cultural environmental factors, in addition to a
client’s social support, is not recognized in the DASH scoring content.
This is important to discuss because of how important these factors
affect a patient’s total rehabilitation outcome. 8 Other
limitations can include the incorrect scoring of the DASH and possible
incomplete responses by the patient (need 27/30). Future research
shoulder be conducted which includes these domains, possible as an
optional component to the DASH such as the sports/music component.
CONCLUSION
In summary, there is evidence that supports the DASH questionnaire as a
valid and accurate instrument in assessing outcomes post rotator cuff
repair. The available research supports the use of the DASH in clinical
practice.
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